Commonwealth Ombudsman annual report 2006-2007

References

Tables

Table 3.1 Summary of outcome and outputs price

Table 3.2 Summary of outcome and outputs performance

Table 3.3 Approaches and complaints, by method received, 2003–04 to 2006–07

Table 3.4 Time to finalise investigated complaints, by selected agencies, 2006–07

Table 3.5 Internal review of Ombudsman action, requests and decisions, 2006–07

Table 4.1 Staffing profile, by level and gender, at 30 June 2007

Table 4.2 Staffing profile, by location, at 30 June 2007

Table 4.3 Expenditure on consultancy contracts, 2004–05 to 2006–07

Table 7.1 Defence-related approaches and complaints, 2003–04 to 2006–07

Table 7.2 Reports under s 486N of the Migration Act, received by the Ombudsman, 2006–07

Table 7.3 Legislative basis for Commonwealth Ombudsman oversight of law enforcement activities

Table 7.4 Approaches and complaints received, and investigations, by the PIO, 2006–07

Table 7.5 Agencies about which a modest number of approaches and complaints are received, by number received, 2002–03 to 2006–07

Top

Appendixes

Table A1 Approaches and complaints received and finalised about Australian Government agencies, remedies recommended, 2006—07, Ombudsman Act 1976 (including freedom of information)

Table A2 Australian Federal Police complaints received, complaint issues finalised, 2006–07

Table A3 Australian Federal Police method of handling complaint issues finalised, 2006–07

Table A4 Consultancy Services, 2006–07

Top

Figures

Figure 2.1 Commonwealth Ombudsman organisational structure at 30 June 2007

Figure 3.1 Time taken to finalise all approaches and complaints, 2003–04 to 2006–07

Figure 7.1 Approaches and complaints received about within jurisdiction agencies, 2006–07

Figure 7.2 Australian Taxation Office approach and complaint trends, 2002–03 to 2006–07

Figure 7.3 Centrelink approach and complaint trends, 2002–03 to 2006–07

Figure 7.4 Child Support Agency approach and complaint trends, 2002–03 to 2006–07

Figure 7.5 Department of Employment and Workplace Relations approach and complaint trends, 2002–03 to 2006–07

Figure 7.6 Department of Immigration and Citizenship approach and complaint trends, 2002–03 to 2006–07

Figure 7.7 Australian Federal Police approach and complaint trends, 2002–03 to 2006–07

Figure 7.8 Australia Post approach and complaint trends, 2002–03 to 2006–07

Glossary

AAADM

Automated Assistance in Administrative Decision Making

AAT

Administrative Appeals Tribunal

ACC

Australian Crime Commission

ACLEI

Australian Commission for Law Enforcement

ACT

Australian Capital Territory

ADF

Australian Defence Force

AFC

Australian Film Commission

AFP

Australian Federal Police

AFP Act

Australian Federal Police Act 1979

ANAO

Australian National Audit Office

ANU

Australian National University

ANZOA

Australian and New Zealand Ombudsman Association

AO

Officer of the Order of Australia

APS

Australian Public Service

APSC

Australian Public Service Commission

ARO

Authorised Review Officer

ASIC

Australian Securities and Investments Commission

ASIO

Australian Security Intelligence Organisation

ATO

Australian Taxation Office

AusAID

Australian Agency for International Development

AWA

Australian Workplace Agreement

CCC

Customer Contact Centres

CCTV

Closed circuit television

CDDA

Compensation for Detriment Caused by Defective Administration

CDEP

Community Development Employment Projects

Complaints Act

Complaints (Australian Federal Police) Act 1981

Crimes Act

Crimes Act 1914

CRRS

Complaints Resolution and Referral Service

CSA

Child Support Agency

Cth

Commonwealth

DEN

Disability Employment Network

DEWR

Department of Employment and Workplace Relations

DFAT

Department of Foreign Affairs and Trade

DFO

Defence Force Ombudsman

DHA

Defence Housing Authority

DHS

Department of Human Services

DIAC

Department of Immigration and Citizenship

DIMA

Department of Immigration and Multicultural Affairs

DSP

Disability Support Pension

DVA

Department of Veterans' Affairs

EL

Executive Level

FaCSIA

Department of Family, Community Services and Indigenous Affairs

FOI

Freedom of Information

FOI Act

Freedom of Information Act 1982

FRB

Fairness and Resolution Branch, Department of Defence

GEERS

General Employee Entitlements and Redundancy Scheme

GIC

General Interest Charge

GSL

Global Solutions Limited

GST

Goods and services tax

Hon.

The Honourable

IDAG

Immigration Detention Advisory Group

IDC

Immigration Detention Centre

IGADF

Inspector-General of the Australian Defence Force

IGIS

Inspector-General of Intelligence and Security

IOI

International Ombudsman Institute

IPP

Information Privacy Principle

IT

information technology

ITSA

Insolvency and Trustee Service Australia

IWG

Indigenous Working Group

JCPAA

Joint Committee of Public Accounts and Audit

MARA

Migration Agents Registration Authority

Migration Act

Migration Act 1958 (Cth)

MP

Member of Parliament

MRC

Military Rehabilitation and Compensation

MRT

Migration Review Tribunal

NOC

National Ombudsman Commission of Indonesia

NSA

Newstart Allowance

NSW

New South Wales

NT

Northern Territory

OH&S

occupational health and safety

OH&S Act

Occupational Health and Safety Act 1991 (Cth)

Ombudsman Act

Ombudsman Act 1976 (Cth)

PAGES

Provider of Australian Government Employment Services

PCO

Public Contact Officer

PCT

Public Contact Team

PIO

Postal Industry Ombudsman

PM&C

Department of Prime Minister and Cabinet

PNG

Papua New Guinea

Privacy Act

Privacy Act 1988 (Cth)

Prof.

Professor

QLD

Queensland

RAAF

Royal Australian Air Force

RAP

Reconciliation Action Plan

RRT

Refugee Review Tribunal

s

section

SA

South Australia

SAM

Single Access Mechanism

SES

Senior Executive Service

SRC Act

Safety, Rehabilitation and Compensation Act 1988 (Cth)

SSAT

Social Security Appeals Tribunal

Surveillance Devices Act

Surveillance Devices Act 2004 (Cth)

TAS

Tasmania

TIA Act

Telecommunications (Interception and Access) Act 1979 (Cth)

TIO

Telecommunications Industry Ombudsman

TRA

Trades Recognition Australia

UN

United Nations

VIC

Victoria

WA

Western Australia

Compliance index

This is a guide to the report’s compliance with the Requirements for Annual Reports as approved by the Joint Committee of Public Accounts and Audit under subsections 63(2) and 70(2) of the Public Service Act 1999.

Letter of transmittal

Aids to access

Table of contents
Alphabetical index (This index appears in the printed but the online search facility answers to this requirement)
Glossary
Contact officer
Internet home page address
Internet address for reports

Ombudsman's review

Summary of significant issues and developments
Overview of performance and financial results
Outlook for 2007—08

Organisational overview

Description, role and functions
Organisational structure
Outcome and output structure

Report on performance

Review of performance in relation to outputs and contribution to outcome
Performance in relation to performance targets
Output 1—Review of administrative action
Output 2—Review of statutory compliance in specified areas
Promoting good administration
Discussion and analysis of performance
Performance report
Promoting good administration
Factors, events or trends influencing organisational performance
Challenges
Output 1—Review of administrative action
Challenges in complaint handling
Significant changes in relation to principal functions/services
Developing role of the Ombudsman
Australian Federal Police
Postal Industry
Monitoring and inspections activities
Performance against service charter, response to complaints
1.2 Handling of inquiries, approaches and investigated complaints meets service standards
Service charter
Social justice and equity
1.7—Number of outreach activities
Community engagement and public awareness
Discussion and analysis of the organisation’s financial performance
Financial Performance
Financial Management
Resources for outcome and outputs
Performance Report
Appendix 6–Financial Statements

Top

Corporate governance

Corporate governance practices
Senior executive and their responsibilities
Senior management committees and their roles
Corporate and operational planning and review
Risk management
Fraud control
Ethical standards
Determination of remuneration for SES officers

External scrutiny

Significant developments in external scrutiny
Judicial decisions and decisions of administrative tribunals
Reports of Auditor-General and Parliamentary Committees

Management of human resources

Effectiveness in managing and developing human resources
Workforce planning, staff turnover and retention
Training and development
Statistics on staffing
Certified Agreement and AWAs
Performance pay

Financial performance

Assets management
Assessment of purchasing against core policies and principles
Consultants
Consulting services
Appendix 5—Consultancy services
Contractual provisions allowing access by Auditor-General
Contracts exempt from AusTender
Financial statements

Other

Performance in implementing the Commonwealth Disability Strategy
Occupational health and safety
Occupational Health and Safety Committee
Appendix 1—Occupational health and safetyFreedom of information statementAdvertising and market research
Ecologically sustainable development and environmental performanceDiscretionary grants N/A

Correction of material errors in previous annual report

No material errors have been identified in the Commonwealth Ombudsman Annual Report 2005—06.

References | List of tables and figures | Commonwealth Ombudsman Annual Report 2006-07

 Commonwealth Ombudsman annual report 2006-2007

References

Tables

Table 3.1 Summary of outcome and outputs price

Table 3.2 Summary of outcome and outputs performance

Table 3.3 Approaches and complaints, by method received, 2003–04 to 2006–07

Table 3.4 Time to finalise investigated complaints, by selected agencies, 2006–07

Table 3.5 Internal review of Ombudsman action, requests and decisions, 2006–07

Table 4.1 Staffing profile, by level and gender, at 30 June 2007

Table 4.2 Staffing profile, by location, at 30 June 2007

Table 4.3 Expenditure on consultancy contracts, 2004–05 to 2006–07

Table 7.1 Defence-related approaches and complaints, 2003–04 to 2006–07

Table 7.2 Reports under s 486N of the Migration Act, received by the Ombudsman, 2006–07

Table 7.3 Legislative basis for Commonwealth Ombudsman oversight of law enforcement activities

Table 7.4 Approaches and complaints received, and investigations, by the PIO, 2006–07

Table 7.5 Agencies about which a modest number of approaches and complaints are received, by number received, 2002–03 to 2006–07

Top

Appendixes

Table A1 Approaches and complaints received and finalised about Australian Government agencies, remedies recommended, 2006—07, Ombudsman Act 1976 (including freedom of information)

Table A2 Australian Federal Police complaints received, complaint issues finalised, 2006–07

Table A3 Australian Federal Police method of handling complaint issues finalised, 2006–07

Table A4 Consultancy Services, 2006–07

Top

Figures

Figure 2.1 Commonwealth Ombudsman organisational structure at 30 June 2007

Figure 3.1 Time taken to finalise all approaches and complaints, 2003–04 to 2006–07

Figure 7.1 Approaches and complaints received about within jurisdiction agencies, 2006–07

Figure 7.2 Australian Taxation Office approach and complaint trends, 2002–03 to 2006–07

Figure 7.3 Centrelink approach and complaint trends, 2002–03 to 2006–07

Figure 7.4 Child Support Agency approach and complaint trends, 2002–03 to 2006–07

Figure 7.5 Department of Employment and Workplace Relations approach and complaint trends, 2002–03 to 2006–07

Figure 7.6 Department of Immigration and Citizenship approach and complaint trends, 2002–03 to 2006–07

Figure 7.7 Australian Federal Police approach and complaint trends, 2002–03 to 2006–07

Figure 7.8 Australia Post approach and complaint trends, 2002–03 to 2006–07

Glossary

AAADM

Automated Assistance in Administrative Decision Making

AAT

Administrative Appeals Tribunal

ACC

Australian Crime Commission

ACLEI

Australian Commission for Law Enforcement

ACT

Australian Capital Territory

ADF

Australian Defence Force

AFC

Australian Film Commission

AFP

Australian Federal Police

AFP Act

Australian Federal Police Act 1979

ANAO

Australian National Audit Office

ANU

Australian National University

ANZOA

Australian and New Zealand Ombudsman Association

AO

Officer of the Order of Australia

APS

Australian Public Service

APSC

Australian Public Service Commission

ARO

Authorised Review Officer

ASIC

Australian Securities and Investments Commission

ASIO

Australian Security Intelligence Organisation

ATO

Australian Taxation Office

AusAID

Australian Agency for International Development

AWA

Australian Workplace Agreement

CCC

Customer Contact Centres

CCTV

Closed circuit television

CDDA

Compensation for Detriment Caused by Defective Administration

CDEP

Community Development Employment Projects

Complaints Act

Complaints (Australian Federal Police) Act 1981

Crimes Act

Crimes Act 1914

CRRS

Complaints Resolution and Referral Service

CSA

Child Support Agency

Cth

Commonwealth

DEN

Disability Employment Network

DEWR

Department of Employment and Workplace Relations

DFAT

Department of Foreign Affairs and Trade

DFO

Defence Force Ombudsman

DHA

Defence Housing Authority

DHS

Department of Human Services

DIAC

Department of Immigration and Citizenship

DIMA

Department of Immigration and Multicultural Affairs

DSP

Disability Support Pension

DVA

Department of Veterans' Affairs

EL

Executive Level

FaCSIA

Department of Family, Community Services and Indigenous Affairs

FOI

Freedom of Information

FOI Act

Freedom of Information Act 1982

FRB

Fairness and Resolution Branch, Department of Defence

GEERS

General Employee Entitlements and Redundancy Scheme

GIC

General Interest Charge

GSL

Global Solutions Limited

GST

Goods and services tax

Hon.

The Honourable

IDAG

Immigration Detention Advisory Group

IDC

Immigration Detention Centre

IGADF

Inspector-General of the Australian Defence Force

IGIS

Inspector-General of Intelligence and Security

IOI

International Ombudsman Institute

IPP

Information Privacy Principle

IT

information technology

ITSA

Insolvency and Trustee Service Australia

IWG

Indigenous Working Group

JCPAA

Joint Committee of Public Accounts and Audit

MARA

Migration Agents Registration Authority

Migration Act

Migration Act 1958 (Cth)

MP

Member of Parliament

MRC

Military Rehabilitation and Compensation

MRT

Migration Review Tribunal

NOC

National Ombudsman Commission of Indonesia

NSA

Newstart Allowance

NSW

New South Wales

NT

Northern Territory

OH&S

occupational health and safety

OH&S Act

Occupational Health and Safety Act 1991 (Cth)

Ombudsman Act

Ombudsman Act 1976 (Cth)

PAGES

Provider of Australian Government Employment Services

PCO

Public Contact Officer

PCT

Public Contact Team

PIO

Postal Industry Ombudsman

PM&C

Department of Prime Minister and Cabinet

PNG

Papua New Guinea

Privacy Act

Privacy Act 1988 (Cth)

Prof.

Professor

QLD

Queensland

RAAF

Royal Australian Air Force

RAP

Reconciliation Action Plan

RRT

Refugee Review Tribunal

s

section

SA

South Australia

SAM

Single Access Mechanism

SES

Senior Executive Service

SRC Act

Safety, Rehabilitation and Compensation Act 1988 (Cth)

SSAT

Social Security Appeals Tribunal

Surveillance Devices Act

Surveillance Devices Act 2004 (Cth)

TAS

Tasmania

TIA Act

Telecommunications (Interception and Access) Act 1979 (Cth)

TIO

Telecommunications Industry Ombudsman

TRA

Trades Recognition Australia

UN

United Nations

VIC

Victoria

WA

Western Australia

Compliance index

This is a guide to the report’s compliance with the Requirements for Annual Reports as approved by the Joint Committee of Public Accounts and Audit under subsections 63(2) and 70(2) of the Public Service Act 1999.

Letter of transmittal

Aids to access

Table of contents
Alphabetical index (This index appears in the printed but the online search facility answers to this requirement)
Glossary
Contact officer
Internet home page address
Internet address for reports

Ombudsman's review

Summary of significant issues and developments
Overview of performance and financial results
Outlook for 2007—08

Organisational overview

Description, role and functions
Organisational structure
Outcome and output structure

Report on performance

Review of performance in relation to outputs and contribution to outcome
Performance in relation to performance targets
Output 1—Review of administrative action
Output 2—Review of statutory compliance in specified areas
Promoting good administration
Discussion and analysis of performance
Performance report
Promoting good administration
Factors, events or trends influencing organisational performance
Challenges
Output 1—Review of administrative action
Challenges in complaint handling
Significant changes in relation to principal functions/services
Developing role of the Ombudsman
Australian Federal Police
Postal Industry
Monitoring and inspections activities
Performance against service charter, response to complaints
1.2 Handling of inquiries, approaches and investigated complaints meets service standards
Service charter
Social justice and equity
1.7—Number of outreach activities
Community engagement and public awareness
Discussion and analysis of the organisation’s financial performance
Financial Performance
Financial Management
Resources for outcome and outputs
Performance Report
Appendix 6–Financial Statements

Top

Corporate governance

Corporate governance practices
Senior executive and their responsibilities
Senior management committees and their roles
Corporate and operational planning and review
Risk management
Fraud control
Ethical standards
Determination of remuneration for SES officers

External scrutiny

Significant developments in external scrutiny
Judicial decisions and decisions of administrative tribunals
Reports of Auditor-General and Parliamentary Committees

Management of human resources

Effectiveness in managing and developing human resources
Workforce planning, staff turnover and retention
Training and development
Statistics on staffing
Certified Agreement and AWAs
Performance pay

Financial performance

Assets management
Assessment of purchasing against core policies and principles
Consultants
Consulting services
Appendix 5—Consultancy services
Contractual provisions allowing access by Auditor-General
Contracts exempt from AusTender
Financial statements

Other

Performance in implementing the Commonwealth Disability Strategy
Occupational health and safety
Occupational Health and Safety Committee
Appendix 1—Occupational health and safetyFreedom of information statementAdvertising and market research
Ecologically sustainable development and environmental performanceDiscretionary grants N/A

Correction of material errors in previous annual report

No material errors have been identified in the Commonwealth Ombudsman Annual Report 2005—06.