Commonwealth Ombudsman Annual Report 2011–2012 | Appendix 1-5
Appendix 1–5
Appendix 1: Information Publication Scheme (FOI Statement)
Agencies subject to the Freedom of Information Act 1982 (FOI Act) are required to publish information to the public as part of the Information Publication Scheme (IPS).
This requirement is in Part II of the FOI Act and has replaced the former requirement to publish a section 8 statement in an annual report. Each agency must display on its website a plan showing what information it publishes in accordance with the IPS requirements. This is available on the ombudsman website.
Appendix 2: Presentations by Staff
PRESENTER | DATE (YEAR) | TITLE OF PRESENTATION | RECIPIENTS |
---|---|---|---|
Aleema, P. | Jul-11 |
Complaints about the Child Support Agency |
Melbourne community roundtable |
Oct-11 |
The challenges of delivering government policy |
Department of Human Services, Sydney Leadership Team | |
Nov-11 |
Complaints about the Department of Human Services, Child Support |
Victoria Legal Aid, Community Legal Centres | |
Andrews, G. | Dec-11 |
Common perceptions on complaint handling in the local government environment |
National workshop held by Ministry of Internal Affairs for Indonesia |
Dec-11 |
Complaint handling and good administrative practice |
Ombudsman of the Republic of Indonesia Forum for Provincial Governors | |
Asher, A. | 2011–12 (several) |
Overseas Students Ombudsman |
Council of International Students Australia (CISA) Conference & Launch of the OSO; TAFE Directors Australia Conference |
22 July 2011 |
Promises, prospects and performance in public administration |
National Administrative Law Forum | |
23 Aug 2001 |
Improving Administration— Impact and role of Commonwealth Ombudsman |
Institute of Public Administration —ACT Division | |
6 Sept 2011 |
Why do good policy ideas turn into porridge? |
Public Affairs Conference, Walkley Foundation and The Media, Entertainment and Arts Alliance | |
Bowring-Greer, F. | Oct-11 | Overseas Students Ombudsman |
Council of International Students Western Australia (CISWA); Western Australian Private Education and Training Industry Association |
Chia, L. | Sep-11 |
Suicide and self-harm own motion investigation |
Detention centre staff Curtin IDC (WA—Near Derby WA) |
Oct-11 |
Suicide and self-harm own motion investigation |
Detention centre staff Villawood IDC (Sydney) | |
Oct-11 |
Suicide and self-harm own motion investigation |
Detention centre staff Northern IDC (Darwin) | |
Cziesla, J. | Nov-11 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Villawood Detention Facilities |
Nov-11 |
Immigration Ombudsman oversightrole in immigration detention facilities |
Detention centre staff and detainees Brisbane ITA | |
May-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Melbourne immigration detention facilities | |
Hennessy, T. | March-April 2012 |
Role of the Commonwealth Ombudsman |
FaHCSIA complaints workshops |
Jamieson, E. | 2011–12 (several) |
Role of the Defence Force Ombudsman |
RAAF Administrative Officers |
Larkins, A. | Dec-11 |
Overseas Students Ombudsman |
International Education Australia Conference |
9 Mar 2012 |
Addressing Gender Equality and Women’s Rights in Public Policy |
Australian Public Service Human Rights Network, Human Rights Commission | |
Masri, G. | 2011–12 (several) |
Overseas Students Ombudsman |
Australian Council for Private Education and Training (ACPET) Conference; English Australia Conference; Federation of Ethnic Communities' Councils of Australia (FECCA) |
Jul-11 |
Accountability to the client—Auditing the performance of Indigenous programs |
ANAO workshop seminar | |
Jul-11 |
Administrative Law & Control of Government Action |
SES orientation course APSC | |
Dec-11 |
Immigration Ombudsman: Role and observation |
2011 Migration Agents Institute of Australia Annual Conference | |
Feb-12 |
Complaint handling and compliance monitoring: Impact on governance and performance |
Integrating Governance Framework Conference, Canberra | |
Feb-12 |
Administrative Law & control of government action |
SES orientation course APSC, Canberra | |
Apr-12 |
Administrative law & control of government action |
SES orientation course APSC, Canberra | |
May-12 |
Overseas Students Ombudsman: Role and observations |
2012 NEAS Annual Conference, Sydney | |
Jun-12 |
Ombudsman observations: Principles of public administration |
Therapeutic Goods Administration (TGA), Canberra | |
Oct-11 |
Role of immigration Ombudsman and Suicide and self-harm own motion investigation |
Community Stakeholders Sydney, Darwin and Melbourne | |
Parker, P. | Mar-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Villawood Detention Facilities |
Apr-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Leonora APOD (East of Kalgoorlie WA) | |
Jun-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Inverbrackie APOD | |
Jun-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Port Augusta IRH | |
Jun-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Adelaide ITA | |
Passlow, S. | May-12 |
The role of the Commonwealth Ombudsman in investigating complaints about tax administration | Tax Institute Forum |
Reeves, S. | Oct-11 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Christmas Island detention facilities |
Nov-11 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Inverbrackie APOD (Adelaide Hills) | |
Nov-11 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Scherger IDC (Near Weipa FNQ) | |
Nov-11 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Port Augusta IRH | |
Dec-11 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Christmas Island detention facilities | |
Apr-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention Centre staff and detainees Scherger IDC | |
Apr-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention centre staff and detainees Curtin IDC | |
May-12 |
Immigration Ombudsman oversight role in immigration detention facilities |
Detention Centre staff and detainees Christmas Island continued | |
Roberts, C. | Jul-11 |
Role of the Commonwealth Ombudsman |
AFP Professional Standards |
Walsh, R. | Aug-11 |
Role of the Commonwealth Ombudsman |
University of Wollongong; postgraduate students |
Aug-11 |
Role of the Commonwealth Ombudsman |
Vietnamese Government officials delegation | |
September 2011 and March 2012 |
Administrative law and the role of the Commonwealth Ombudsman |
Australian Public Service Commission: SES orientation | |
Nov-11 | Public interest disclosures | Macquarie University | |
Nov-11 |
Managing persistent complainants |
APSC Ethics Contact Officers Network | |
Dec-11 |
National Anti‑Corruption Day; Role of the Commonwealth Ombudsman |
APS and Federal law enforcement agencies | |
Jun-12 |
Role of the Commonwealth Ombudsman |
Indonesian Government vice-ministerial officials delegation |
appendix 3: statistics
Agency Statistics Tables (Excel spreadsheet)
PORTFOLIO/AGENCY | RECEIVED | FINALISED | |||||
---|---|---|---|---|---|---|---|
NOT INVESTIGATED | INVESTIGATED | ||||||
Total Received Approaches | Category 1 | Category 2 | Category 3 | Category 4 | Category 5 | Total Finalised Approaches | |
ACT | 763 | 338 | 241 | 126 | 27 | 733 | |
Agriculture, Fisheries and Forestry | 95 | 34 | 41 | 13 | 4 | 92 | |
Attorney-General's | 569 | 257 | 238 | 73 | 27 | 595 | |
Broadband, Communications and the Digital Economy | 4246 | 2009 | 1786 | 424 | 62 | 4281 | |
Climate Change and Energy Efficiency | 99 | 31 | 29 | 27 | 13 | 100 | |
Commonwealth Parliamentary | 4 | 4 | 4 | ||||
Courts | 66 | 33 | 27 | 6 | 66 | ||
Education, Employment and Workplace Relations | 724 | 332 | 275 | 95 | 29 | 731 | |
Defence | 662 | 202 | 270 | 176 | 52 | 6 | 706 |
Families, Housing, Community Services and Indigenous Affairs | 337 | 68 | 175 | 82 | 28 | 353 | |
Finance and Deregulation | 111 | 28 | 64 | 13 | 9 | 114 | |
Foreign Affairs and Trade | 140 | 79 | 51 | 5 | 3 | 138 | |
Health and Ageing | 162 | 64 | 65 | 31 | 4 | 164 | |
Human Services | 8967 | 4910 | 1875 | 1984 | 279 | 9048 | |
Immigration and Citizenship | 1921 | 1005 | 735 | 229 | 51 | 1 | 2021 |
Industry, Innovation, Science, Research and Tertiary Education | 85 | 29 | 36 | 9 | 3 | 77 | |
Infrastructure and Transport | 76 | 29 | 25 | 17 | 6 | 77 | |
Prime Minister and Cabinet | 24 | 15 | 8 | 2 | 1 | 26 | |
Regional Australia, Local Government, Arts and Sport | 45 | 29 | 14 | 8 | 51 | ||
Resources, Energy and Tourism | 9 | 1 | 6 | 2 | 1 | 10 | |
Sustainability, Environment, Water, Population and Communities | 28 | 11 | 11 | 2 | 1 | 25 | |
Treasury | 3234 | 1386 | 1393 | 306 | 214 | 3299 | |
Out of Jurisdiction/OMB | 17101 | 16100 | 930 | 121 | 8 | 17159 | |
Overseas Student Ombudsman | 588 | 18 | 342 | 172 | 38 | 1 | 571 |
Private Postal Operators | 36 | 7 | 25 | 3 | 1 | 36 | |
GRAND TOTAL | 40092 | 27019 | 8662 | 861 | 861 | 9 | 40477 |
APPENDIX 3: CONTINUED
FINALISED | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
REMEDIES | ||||||||||
Action expedited | Apology | Decisions changed or reconsidered | Disciplinary action | Explanation | Financial Remedy | Law, policy or practice changed | Other non-financial remedy | Remedy provided by agency without Ombudsman intervention | Grand Total | |
ACT | 15 | 13 | 13 | 6 | 102 | 3 | 733 | 12 | 12 | 176 |
Agriculture, Fisheries and Forestry | 2 | 1 | 1 | 13 | 7 | 1 | 2 | 1 | 1 | 16 |
Attorney-General's | 12 | 8 | 9 | 2 | 48 | 2 | 1 | 5 | 4 | 91 |
Broadband, Communications and the Digital Economy | 69 | 271 | 118 | 107 | 704 | 174 | 15 | 120 | 26 | 1604 |
Climate Change and Energy Efficiency | 3 | 3 | 6 | 27 | 16 | 6 | 2 | 4 | 2 | 42 |
Commonwealth Parliamentary | ||||||||||
Courts | 1 | 1 | 1 | 3 | ||||||
Education, Employment and Workplace Relations | 18 | 6 | 13 | 95 | 108 | 15 | 2 | 5 | 6 | 173 |
Defence | 37 | 13 | 27 | 2 | 115 | 21 | 1 | 17 | 11 | 244 |
Families, Housing, Community Services and Indigenous Affairs | 18 | 2 | 3 | 82 | 85 | 1 | 6 | 7 | 4 | 126 |
Finance and Deregulation | 1 | 28 | 1 | 13 | 8 | 1 | 1 | 1 | 13 | |
Foreign Affairs and Trade | 1 | 1 | 8 | 2 | 12 | |||||
Health and Ageing | 5 | 1 | 2 | 31 | 16 | 1 | 3 | 2 | 30 | |
Human Services | 441 | 191 | 337 | 25 | 1265 | 474 | 20 | 106 | 140 | 2999 |
Immigration and Citizenship | 20 | 18 | 25 | 1 | 76 | 11 | 12 | 19 | 14 | 196 |
Industry, Innovation, Science, Research and Tertiary Education | 1 | 1 | 1 | 4 | 1 | 0 | 2 | 10 | ||
Infrastructure and Transport | 3 | 2 | 4 | 17 | 6 | 2 | 5 | 1 | 1 | 24 |
Prime Minister and Cabinet | 1 | 2 | 3 | |||||||
Regional Australia, Local Government, Arts and Sport | 2 | 1 | 3 | 1 | 7 | |||||
Resources, Energy and Tourism | 2 | 1 | 3 | |||||||
Sustainability, Environment, Water, Population and Communities | 1 | 1 | 1 | 3 | ||||||
Treasury | 91 | 67 | 35 | 3 | 320 | 113 | 9 | 29 | 21 | 668 |
Out of Jurisdiction/OMB | ||||||||||
Overseas Student Ombudsman | 6 | 12 | 57 | 83 | 52 | 6 | 18 | 4 | 238 | |
Private Postal Operators | 1 | 1 | 1 | 1 | 3 | 1 | 8 | |||
GRAND TOTAL | 746 | 611 | 654 | 149 | 2981 | 880 | 88 | 349 | 251 | 6709 |
Appendix 4: Additional Reporting on Postal Industry Ombudsman
This appendix provides additional reporting on the Postal Industry Ombudsman (PIO) function as required under s19X of the Ombudsman Act.
Details of the circumstances and number of occasions where the PIO has made a requirement of a person under s 9.
The PIO made no requirements under s 9 during 2011–12.
Details of the circumstances and number of occasions where the holder of the office of the PIO has decided under subsection 19N(3) to deal with, or to continue to deal with, a complaint or part of a complaint in his or her capacity as the holder of the office of Commonwealth Ombudsman.
There were no occasions where a complaint or part of a complaint was transferred from the PIO to the Commonwealth Ombudsman under s 19N(3).
Details of recommendations made in reports during the year under s19V; and statistical information about actions taken during that year as a result of such information.
The PIO made no reports during the year under s 19V.
Appendix 5: Agency Resource Statement
Actual available appropriation for 2011–12 $'000 |
Payments made 2011–12 $'000 |
Balance 2011–12 $'000 | |
---|---|---|---|
Ordinary Annual Services1 Departmental appropriation2 | 27,286 | 22,393 | 4,893 |
Total | 27,286 | 22,393 | 4,893 |
Total ordinary annual services | 27,286 | 22,393 | 4,893 |
Other services Departmental non-operating Equity injections | 25 | 25 | - |
Total | 25 | 25 | - |
Total other services | 25 | 25 | - |
Total available annual appropriations and payments | 27,311 | 22,418 | 4,893 |
Total net resourcing and payments for the Office of the Commonwealth Ombudsman | 27,311 | 22,418 | 4,893 |
1 Appropriation Act (No. 1) 2011–12. This includes s 31 relevant agency receipts.
2 Includes an amount of $0.759m in 2011–12 for the Departmental Capital Budget. For accounting purposes this amount has been designated as 'contribution by owners'